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By bringing their high office to new lows, these
judges have earned the annual READER'S DIGEST BROKEN GAVEL
AWARD.
Guilt. Innocence. Life.
Death. We give judges the power and independence to change
lives. In return, we expect them to uphold the highest
standards of professional conduct. Most serve us well - but
not all.
We decided to find out which judges weren't
holding up their end of the bargain. Our Broken Gavel is not
awarded for small lapses of judgment or petty mistakes, but for
serious violations and charges (see box page 124). These
reflect standards set up by the American Bar Association and state
codes of judicial conduct. In making our selections, we
reviewed cases before state judicial commission, and the files of
the American Judicature Society, a nonpartisan clearinghouse for
judicial ethics nationwide.
Should this
year's award winners be stripped of their robes? You
decide.
BENCHABLE OFFENSES
Broken Gavel Nominees are evaluated using a list
drawn, in part, from American Bar Association and state codes of
judicial conduct.
Criminal conduct;
Unprofessional behavior in the courtroom; Undignified conduct
outside the courtroom; Demonstration of bias; Sexual misconduct;
Substance abuse; Undisclosed conflicts; Failure to follow the law;
Use of office to grant or receive favors; Lack of candor or
cooperation with authorities.
Alan McDonald, Yakima, Wash. - U.S. District Judge
Alan McDonald had an unusual way of amusing himself in court:
exchanging offensive notes with his longtime deputy court clerk, Pam
Posada. In hundreds of courtroom comments they disparaged
Jews, Hispanics, African Americans, Chinese and Mormons who appeared
before the judge.
McDonald's court reporter, Kathryn Blankenship,
testifying in a co-worker's discrimination claim against the federal
court in Washington State, spoke of the judge's "regular and
excessive profanity, sexist and racist jokes and
comments."
A few days after her testimony, Blankenship alleges
that McDonald confronted her and said, "You serve at my pleasure,
and you aren't pleasuring me anymore." She was encouraged to
transfer jobs, but declined. The judge has said the attempt to
transfer her was due to poor work performance.
McDonald's courtroom conduct was made public when the
Spokane Spokesman-Review published some of the notes passed
between him and Posada.
- In one exchange, Posada wrote of a Mormon witness,
"He's been a con man for a long time!" The judge replied,
"Yes, and in my experience, a Mormon money man makes the Jews and
Chinese look like rank amateurs!" (McDonald said later that he
probably "made that remark out of respect for the Mormons I
know.")
- During a case involving Hispanic defendants and
lawyers, Posada slipped the judge a note, which was passed on to
Blankenship: "It smells like oil in here - too many
'greasers'." (McDonald says he never saw the
note.)
- McDonald described one plaintiff, a black former
bank vice president, as "Old Shoeless Jesse." During the man's
testimony the judge passed a mocking note - this time to Blankenship
- that read, "Ah is Im po tent!" (McDonald claimed later it
was a self-deprecatory remark.)
The judge's most thorough public explanation came in
an interview with the Spokane newspaper, in which he said the notes
were "misinterpreted."
His behavior was condemned by the Washington State
Bar Association, and a panel of fellow federal judges reprimanded
McDonald for conduct "prejudicial to the effective administration of
the business of the courts."
Nonetheless, Judge McDonald, 74, continues to sit as
a federal judge in Yakima, drawing a salary of
$150,000.
Susan Chrzanowski, Warren, Mich. - On a humid August
afternoon in 1999, in the Detroit suburb of Hazel Park, a gunshot
rang out inside the red brick bungalow of a young family of
three.
A frantic 911 call was placed by Mick Fletcher,
a 29-year-old defense attorney: "My wife just show
herself," he said, between gasps and sobs. "She's on the
floor. There's blood all over... Oh, my God.. Honey? ... It's
right through her head."
Police quickly arrived to find Leanne Fletcher, 29,
sprawled on the carpet, a pool of blood spreading from a wound
through her right ear. A Smith & Wesson .45 lay on the
carpet nearby.
At the police station, Fletcher said he and his wife
had dropped off their three-year-old daughter with his in-laws, then
went target shooting at a gun range. Back home he asked her to
finish loading a gun clip, and went into the bathroom. Then he
heard the shot.
Police, though, opened an investigation. The
chief medical examiner declared the death a homicide, and concluded
that Leanne was shot from too far away for her to have done it
herself. A state forensic scientist theorized she'd been shot
while on her hands and knees.
With the discovery of love letters in Fletcher's
closet, a motive for murder began to take shape. He was having
an affair with Warren District Court Judge Susan Chrzanowski.
Police also recovered romantic e-mails between the
pair.
The day after the murder, according to police, the
32-year-old judge acknowledged she and Fletcher had a brief affair
that had ended five months earlier, and said that she had not talked
to him since his wife's death.
Two days after that interview, Chrzanowski, lawyer in
tow, met again with investigators. She said the affair had
been on-and-off for about a year. In fact, the night before
the shooting, Fletcher paged her, and they had a quick sexual
rendezvous. Chrzanowski also admitted to talking with Fletcher
by phone after his wife's death.
The judge was shocked to learn that Leanne was
pregnant. Fletcher had convinced her that he was not having
relations with his wife.
Had Fletcher decided to kill his wife, hide her
pregnancy and run off with his true love? Tried in June 2000,
Fletcher was convicted of second-degree murder and sentenced to life
in prison. He has appealed the verdict.
As for Chrzanowski, the Michigan Supreme Court
appointed one of its retired state justices, Charles Levin, to
conduct a hearing on her actions. It also accepted the state's
Judicial Tenure commission (JTC) recommendation to give her an
interim suspension with pay.
Levin's investigation considered the matter of
Chrzanowski's initial statements to police. At a JTC hearing
she declared she was too overwrought to remember what she had
said.
Levin also looked at how Chrzanowski had steered 56
indigent clients to Fletcher, for which he'd earned $16,000.
The fact that she was having an affair with a defense attorney who
had cases before her was never disclosed to the
prosecutors.
In December 2000, to the surprise of judicial
onlookers, Levin recommended that Chrzanowski not be
disciplined. But the Michigan Supreme Court ruled very
differently a year later, saying Chrzanowski's conduct "was
unbecoming of the office that she holds" and then suspending her for
six months without pay. That came on the heels of a 17-month
suspension, during which the judge continued to collect her $134,366
salary.
Chrzanowski returned to the bench this past
July. She intends to serve out her term, which ends on
December 31, 2002.
Steven Ray Karto, Harrison County, Ohio - Patricia
Smith, a mother of three young children, was standing outside the
Harrison County Courthouse crying after seeing her boyfriend sent
away to jail. The presiding judge in that case, Steven Ray
Karto, walked by Smith and claimed he saw her simulate a gun with
her hand and make a popping sound. Smith denied doing it, and
two eyewitnesses later supported her version of
events.
But Karto hauled her into court for a hearing and
demanded an apology, which Smith gave. He then charged the
terrified woman with contempt. "I could put you in jail for a
long time," Karto told Smith from the bench. He added that if
he saw her in his courtroom in the next three years, "you'll do at
least 30 days and we'll probably find something else to add at that
point."
It wasn't the first time Karto had used the threat of
contempt. Consider the fate of Kristin Davia, a supervisor
with Harrison County's department of human services. Karto
ordered that Davia place a child with foster parents in an adjacent
county. But Davia learned the child could stay with that
family for just a few days, so she placed the youth in another
home. When Karto learned his order had been countermanded, he
was livid.
Just after midnight Davia got a call from one of her
caseworkers, who was with Karto at the county sheriff's
office. Karto was demanding that Davia, on threat of arrest,
wake the child and drive him back to the first foster home.
She and the foster parents were incredulous, but Davia trundled the
boy into her car at 2 a.m. and carried out Karto's command.
Two days later Karto changes his mind and placed the boy back in the
second home.
But, according to county prosecutor Mathew Puskarich,
the judge's anger lingered. Karto told him to inform Human
Services director John Snodgrass that Davia had two choices:
resign or he'd initiate contempt proceedings. Six weeks later
Davia took a social services job in another Ohio county. In
the eyes of many, Karto ran a dedicated social worker out of
town.
Davia couldn't have been too surprised. Three
years before, she saw Karto lash out at Snodgrass in a classic case
of abuse of judicial power.
In April 1994, Karto had ordered Snodgrass to place a
juvenile delinquent in foster care near the residence of the girl's
parents. Snodgrass was unable to find a suitable home before
leaving for a job-related seminar, and informed the judge of this in
a letter.
Karto blew up. He subpoenaed 13 witnesses to
appear for a contempt hearing that afternoon, even though Snodgrass
had not been served and could not appear. In court, Karto
launched into a tirade against Human Services, saying Snodgrass
might be unreachable because there are no phones on golf
courses.
The next day Snodgrass was in the courtroom to hear
Karto lambaste the department. The judge said Human Services
was "crap-stirring" in his court. Taking on the role of
prosecutor, Karto himself questioned six witnesses he called to the
stand.
Sensing he was in trouble with the court, Snodgrass
quickly hired a lawyer, Alan Banker. It did little good.
Karto later told Banker that Snodgrass would now know better than to
get into a "pissing contest with the skunk."
On the final day of the hearing, Banker called the
judge as a witness. At a minimum, Karto should have recused
himself as a judge in the case. Instead, he took off his robe,
sat in the witness chair and was questioned. The situation was
mind-boggling. If Karto didn't like Banker's queries, he could
object as prosecutor, then sustain the objection as judge - all
while sitting as a witness.
Karto held Snodgrass for criminal contempt of
court. But the man was never fined and never served
time.
The cumulative effect of Judge Karto's abuses brought
action from the Ohio Supreme Court last January. At one point,
the Chief Justice of the Court asked Karto, "You're saying a judge
can testify in a case and then decide that case? Wow.
Wow!"
Disciplined for four counts of judicial misconduct
and a number of violations of judicial and lawyer conduct codes,
Karto received a mere six-month suspension. He was back on the
bench in August and is running for re-election this
November.
Maria Lopez, Boston, Mass. - On a fall night in 1999,
James Neville, a senior at the University of Massachusetts at
Lowell, was strolling back to campus with friends after an evening
at a local bar. It was 1:45 a.m., and they were enjoying their
walk, laughing and talking. Neville was giving a piggyback
ride to fellow collegian Mindy Lundin.
A red Lincoln pulled to the curb, and the passenger
yelled to Lundin, "Nice ass."
"Watch it," Neville warned.
At that, Anthony Ducharme, 21 jumped out of the car
and smashed a beer bottle against Neville's neck, causing a deep and
bloody laceration.
Lundin tried to intercede, but Ducharme slammed her
to the ground. Then he fled.
Rushed to the hospital by ambulance, Neville
underwent emergency surgery to close the wound, which took about 100
stitches. The cut was one-sixteenth of an inch from a major
artery that, if severed, would have killed Neville before help
arrived.
Within a week, Ducharme was arrested. He was
well known to police. Only four days before the unprovoked
attack, he'd been released from jail. He was charged with
assault with a dangerous weapon and threatening in a 1995 incident,
and given a two-year suspended sentence. In 1997, he was
convicted of assault and battery and malicious destruction of
property, and spent about 18 months behind bars - getting out just
in time to nearly murder Neville.
Ducharme was fortunate when his case was
assigned. As the Boston Globe columnist Brian McGrory
put it: "[Ducharme] found himself in the comforting cocoon of
Superior Court Judge Maria Lopez's courtroom, where the open secret
among law enforcement officials is that criminals too often get an
easy ride."
And that's just what happened after Ducharme pleaded
guilty. The district attorney sought a sentence of six to
eight years in state prison on charges of assault and battery,
mayhem and threatening. Instead, Judge Lopez handed Ducharme a
mere one year of county jail time.
Since her first appointment to the bench 14 years
ago, Lopez has become a favorite of defense attorneys who'd rather
plead clients guilty in her court than face a jury and another
judge.
In November 1999, Charles Horton talked a 12-year-old
boy into his car, held a screwdriver to his neck, and forced him to
simulate sexual acts. Only the quick intervention of police,
who were suspicious of Horton's parked car in a deserted industrial
area, prevented a more heinous assault.
At a September 2000 hearing, Horton pleaded guilty to
kidnapping, attempted rape of a child, indecent assault and assault
with a dangerous weapon. Assistant District Attorney David
Deakin asked Lopez to impose a minimum sentence of eight
years.
Describing the crimes as "very low level" compared
with other cases involving sexual assaults on children, Lopez gave
Horton five years' probation. She immediately came under fire,
with then-Massachusetts Gov. Paul Cellucci calling the decision
"every parent's worst nightmare." The controversy didn't end
there.
The Massachusetts Commission on Judicial Conduct
investigated Lopez' handling of the Horton case and charged her with
several ethical violations. Among other things, the commission
alleged that Lopez showed bias against a prosecutor and made
misleading public comments about the case. Lopez denied all
the charges and defended the Horton sentence.
Her decision was based on several factors, she said,
including that the crime didn't involve pedophilia, the victim
wasn't physically injured, and a psychological evaluation showed
"the risk that Horton would repeat the offense behavior was
low." A public hearing on the ethical charges is slated for
this fall.
Lopez has granted only one interview since the Horton
case, to the Miami-based Spanish-language Univision network.
She suggested she was being criticized unfairly because she is
female and Hispanic.
WORKING TOGETHER TO ATTAIN
FAIRNESS
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